Advisory Services
Strategic guidance for banks, fintechs, and investors navigating complex regulatory environments.
Regulatory Strategy & Product Launch Advisory
Regulatory positioning, launch readiness, and supervisory strategy for banks, fintech platforms, and emerging financial infrastructure.
What's Included:
Regulatory landscape assessment
Product launch sequencing and timing
Supervisory positioning strategy
Risk identification and mitigation planning
Stakeholder communication frameworks
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Ideal For:
Teams preparing to launch new products, enter new markets, or navigate heightened regulatory scrutiny.
Bank Charters, Licensing & Strategic Regulatory Pathways
Advisory on bank charters, licensing strategies, change-in-control transactions, acquisition frameworks, and regulatory approvals for both new and transforming institutions.
What's Included:
Charter strategy and application support
State vs. federal licensing analysis
Regulatory approval roadmaps
Application narrative development
Regulatory relationship management
Ideal For:
Founders and leadership teams pursuing bank charters, state licenses, or novel regulatory structures.
Banking Partnerships & Platform Governance
Bank partner strategy, governance, and third-party risk frameworks aligned with modern regulatory expectations, from partner selection and due diligence through ongoing monitoring and exit planning.
What's Included:
Bank partner selection and due diligence
Partnership structuring and governance
Third-party risk management frameworks
Program oversight and monitoring
Regulatory communication support
Ideal For:
Fintech platforms, BaaS providers, and infrastructure companies managing complex banking relationships.
Digital Assets, Stablecoins & Emerging Technologies
Advisory for digital asset, stablecoin, payments, and AI-enabled financial platforms navigating evolving regulatory frameworks and supervisory expectations.
What's Included:
Regulatory framework analysis
Supervisory expectations mapping
Product structuring guidance
Risk and compliance program design
Regulatory engagement strategy
Ideal For:
Emerging technology platforms, digital asset and payments innovators, and AI-driven financial service providers navigating evolving regulatory frameworks and supervisory expectations.
Investor, Board & Executive Advisory
Regulatory due diligence, transaction and investment support, and senior-level advisory for boards, investors, and leadership teams making high-stakes regulatory and growth decisions.
What's Included:
Regulatory due diligence for investments
M&A regulatory assessment
Board-level advisory and presentations
Executive coaching on regulatory matters
Strategic decision support
Ideal For:
VCs, PE firms, board members, and executives evaluating regulatory risk in transactions and strategic decisions.
Financial Crime & Risk Programs
BSA/AML, fraud risk, exam readiness, and enforcement-informed program strategy—integrated with broader regulatory and growth objectives.
What's Included:
BSA/AML program assessment
Exam readiness and preparation
Enforcement response and remediation
Fraud risk framework development
Suspicious activity monitoring optimization
Ideal For:
Organizations strengthening compliance programs, preparing for exams, or responding to regulatory findings.
Presentations, Trainings & Workshops
Custom presentations, executive training sessions, and interactive workshops on regulatory strategy, emerging technology oversight, and compliance best practices for leadership teams, boards, and industry events.
What's Included:
Executive education sessions
Board-level regulatory briefings
Team training on compliance topics
Conference keynotes and panel participation
Custom workshop development
Ideal For:
Organizations seeking to upskill leadership on regulatory matters, conferences looking for expert speakers, and boards needing ongoing education on emerging risks.
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